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SECTION II: GETTING STARTED WITH SECURITIES
FINRA Series 6

The FINRA Series 6, Investment Company/Variable Contract Products Limited Representative Examination, is administered by the Financial Industry Regulatory Authority (FINRA). The Series 6 is a limited exam consisting of only 100 multiple choice questions covering subjects such as securities and tax regulations, product information, investment company securities and variable contracts as well as securities markets; investment securities and economic factors.

Registered Representatives who want to offer a limited range of financial products to their customers need the Series 6. Products available to sell with a Series 6 include:

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