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Annuities are legal contracts. As such, they typically contain exclusions, limitations and other terms for keeping the annuity in force. In this unit, we examine the parties to an annuity contract, their rights and responsibilities, and the importance of structuring annuities to meet the owner's objectives.

There are four parties to each annuity:

  1. Contract Owner

  2. Annuitant

  3. Beneficiary

  4. Issuer

Contract Owner

The person who buys the annuity and makes the contributions. Owners have the right to make decisions about an annuity's investments and to make withdrawals, surrender or change the designated beneficiary or other terms of the contract. Eligible for annuity ownership are:

  • Natural persons (individuals); or

  • Non-natural entities (corporations, qualified plans and trusts).

Annuitant

The annuitant is the individual whose life will be used as the measuring life for determining the distribution benefits paid. Thus, annuitants must be natural persons. They cannot be non-natural entities.

Typically, the owner and the annuitant are the same person, but that is not always the case, as discussed in "Structuring Annuities" later in this Unit.

Beneficiary

The person or other party designated by the contract owner to receive annuity proceeds when the annuitant dies.

Issuer

Although annuities are issued by insurance companies and sold by insurance advisers, they may also be purchased through banks, stockbrokers, credit unions, and savings associations.


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