FINRA Series 65
The Series 65, Uniform Investment Adviser Law Examination, allows a Registered Representative to become licensed as an Investment Adviser Representative in states that have additional licensing requirements. The Series 65 consists of 130 multiple choice questions covering subjects such as investment vehicles, economics, investment strategies and ethics. Passing the Series 65 allows Registered Representatives to offer fee-based financial planning and fee-based asset management.
Back to Top |
Next
Ohio National is not affiliated with, nor does it endorse or sponsor, any particular prospecting, marketing or selling system.
