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SECTION II: GETTING STARTED WITH SECURITIES
FINRA Series 63

The Series 63, Uniform Securities Registered Representative State Law Examination, allows Registered Representatives to register at the state level as Registered Representatives if their state, or any state in which they want to become registered, has an additional registration requirement. The Series 63 consists of 65 multiple choice questions on subjects such as registration of persons and securities and ethics in the securities industry.

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