back next home contents
SECTION II: GETTING STARTED WITH SECURITIES
Action Assignment

In this section, you were given information on securities registrations. This Action Assignment will test your comprehension on the subjects that were presented.

  1. Obtaining a Series 7 securities registration allows Registered Representatives to sell which product(s):

    1. Mutual Funds
      2.
    2. Bonds
      3.
    3. Stocks
      4.
    4. All of the Above

  2. What is the first step in how a Registered Representative decides which securities registration is right for him or her?

    1. The Registered Representative decides the state(s) in which he or she will conduct business.
      2.
    2. The Registered Representative contacts ONESCO Licensing & Contracting.
      3.
    3. The Registered Representative decides what investment products he or she wants to offer to customers.

  3. What investment product cannot be sold by a Series 6 Registered Representative?

    1. Mutual Funds
      2.
    2. Stocks
      3.
    3. Variable Annuities
      4.
    4. Variable Life Insurance

Please print this Action Assignment using the "Printer Friendly" button at the top of this page. Once it is complete, sign it and submit it to your General Agent for his or her signature. Give one signed copy to the General Agent and fax/send another copy to Field Development Operations at the corporate headquarters — (513) 794-4515.

Unit XII: Securities & Variable Products
Section II Action Assignment Satisfactorily Completed

DATE: __________

 SIGN OFF
General Agent/Trainer:
Sales Associate:
Firm (Print):


Back to Top | Next

Ohio National is not affiliated with, nor does it endorse or sponsor, any particular prospecting, marketing or selling system.

15